SEC filing said to seek exemption like Microsoft’s from mutual fund classification.
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SEC says that Dallas Mavericks owner and dot-com billionaire used inside information to sell shares in meta-search engine Mamma.com.
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Agency lawyers rule that social networker won’t have to bare its inner workings by registering restricted stock awards.
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$10.4 billion in deals pulled from SEC registration to date is the most since 2001, Dealogic reports.
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Computer maker and list of executives past and present settle long-lingering employee stock options backdating charges.
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The aging social network hopes to raise as much as $125 million in an initial public offering. But it lists a slew of nasty risks in its SEC paperwork.
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Backs legislation that would let create exchange tier for developing companies
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A job posting seems to confirm the rumors.
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Federal regulators suspend trading of stocks touted in unsolicited emails.
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Security firm edges closer to normalcy.
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Search king discloses that Uncle Sam has questioned its income tax accounting.
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Study finds single-manager funds climb 69 percent, harness $1.4 trillion in assets.
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Symantec unit forced to agree to fine over accounting irregularities.
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Mac maker provides documents to SEC and prosecutors and calls process time-consuming.
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Apple CEO reportedly faced questioning by SEC and DOJ over stock options backdating.
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Easing compliance rules for small companies will be slow at best.
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Can SOX really be scalable?
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Commission approves distribution of annual reports and proxy forms via the Net.
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U.S. Securities and Exchange Commission charges hedge fund with breaking securities laws.
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Survey says assets grew 21 percent, providing plenty of funds to expand.
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